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Transfer Agent
Document Type | Description | Due Date |
SEC FORM 36-AR | Transfer Agent Annual Report | Within 120 days after the end of each fiscal year |
*** SEC FORM 36-FS | Transfer Agent Annual Audited Financial Statement | Please refer to the Yearly SEC Memorandum Circular on the dates of submission based on the entity’s last digit SEC Registration number. |
*** SEC FORM 36-ER | Transfer Agent Exception Report | Within 7 days from the occurrence of any of the events stated under SRC Rule 36.4 paragraph 2(B) |
SEC FORM GIS | General Information Sheet | Within 30 calendar days following the date of stockholder’s meeting per by-laws. If no meeting was held on that calendar year, on or before 30th of January of the following year. |
SEC FORM MCG – 2009 | Certificate of Compliance with the Manual of Corporate Governance | On or before the 30th day of January of the following year |
*** Secretary’s Certificate on the Attendance of Board of Directors | Certificate of Attendance of Directors in meetings of the Board of Directors | On or before the 30th day of January of the following year |
GFFS | Special Form for Financial Statements | In Electronic Format. Within thirty (30) days after the submission of Annual FS. (SEC MC#6, Series of 2006.) |
*** Note: No prescribed format