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Self Regulatory Organization
| Document Type | Description | Due Date |
| SEC FORM 33-SRO | Registration Form/Amendment Form for Self Regulatory Organizations | Within 7 days from the date of the occurrence of the event |
| *** CEILING/FLOOR ALERTS | Exchange’s report on Ceiling and Floor Alerts | Immediately after occurrence of transaction |
| *** PSE AUDIT CALENDAR | Exchange’s Audit Calendar | On or before 15th of January of every year |
| *** PSE MONTHLY REPORT ON PERIODIC EXAMINATIONS | Exchange’s monthly report on periodic examinations | Within 10 days from the end of each month |
| *** PSE MONTHLY REPORT ON DOCKETS OF EXAMINATIONS AND INVESTIGATIONS BEING CONDUCTED | Exchange’s monthly report on dockets of Examinations and Investigations being conducted by the Exchange | When required |
| *** PSE ANNUAL REPORT ON LISTED ISSUES, DELISTED/SUSPENDED | Exchange’s report on listed and delisted/suspended issues | On or before 30thof January of the following year |
| SEC FORM GIS | General Information Sheet | Within 30 calendar days following the date of stockholder’s meeting per by-laws. If no meeting was held on that calendar year, on or before 30th of January of the following year. |
| *** AFS | Audited Financial Statement | Please refer to the Yearly SEC Memorandum Circular on the dates of submission based on the entity’s last digit SEC Registration number. |
*** – Note: No Prescribed format