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Operator of an ATS
| DOCUMENT TYPE | DESCRIPTION | DUE DATE |
| ATS Form 2 | ATS Initial Operation Report | At least twenty (20) days prior to commencing operations as an ATS |
| ATS Form 2A | ATS Change in Operation Report | Not later than ten (10) calendar days prior to implementation of a material change in operation. (Amended by Section 10 of SEC MC No. 3, Series of 2007). |
| ATS Form 3 | ATS Annual Report | Within one hundred five (105) days from the end of its fiscal year. |
| ATS Form 4 | ATS Cessation of Operation Report | Within ten (10) calendar days before cessation of operation. |
| ATS Form 5 | ATS Change in the System Report | Within ten (10) calendar days before change in the system. |
| ATS Form 6 | ATS System Error Report | Within twenty four (24) hours after system error or upgrade. |