Investor’s Education and Information
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Notices
Year 2020
- SEC CONTACT CENTER 15 July 2020
- FILING FOR RENEWAL OF LICENSE FOR TRANSFER AGENTS IS EXTENDED UNTIL FRIDAY, JULY 10, 2020. 7 July 2020
- TARLAC EXTENSION OFFICE RESUME OPERATIONS 5 July 2020
- BID SUBMISSION AND OPENING OF BIDS IS RESCHEDULED 5 July 2020
- FILING OF 17-A AND/OR 17-Q REPORTS 3 July 2020
- OGC INFORMS THE PUBLIC THAT EFFECTIVE 06 JULY 2020, THE REGLEMENTARY PERIODS IN THE FILING OF PETITIONS, APPEALS, MOTIONS, AND OTHER PLEADINGS UNDER THE 2016 RULES OF PROCEDURE OF THE SEC SHALL START TO RUN 3 July 2020
- INTERIM GUIDELINES FOR THE LIMITED MANUAL OPERATIONS OF OFFICE OF THE GENERAL COUNSEL DURING THE PERIOD OF STATE OF NATIONAL EMERGENCY DUE TO COVID-19 PANDEMIC, AS AMENDED 3 July 2020
- EXTENSION OF THE COMMENT PERIOD FOR THE PROPOSED SEC RULES ON THE NUMBER OF INDEPENDENT DIRECTORS OF EXCHANGES AND OTHER ORGANIZED MARKETS 1 July 2020
- REQUEST FOR COMMENTS ON PROPOSED RULES ON SIMPLIFIED ONBOARDING PROCEDURES FOR LOW RISK ACCOUNTS 30 June 2020
- CGFD OFFICE CLOSURE FROM 1 TO 3 JULY 2020 AND FULL IMPLEMENTATION OF WORK-FROM-HOME ARRANGEMENT WITHIN SUCH PERIOD 30 June 2020
- TEMPORARY CLOSURE OF SEC – CEBU EXTENSION OFFICE STARTING 29 JULY 2020 AND UNTIL THE END OF ECQ IN CEBU CITY 29 June 2020
- FILING OF REPORTS AND OTHER DOCUMENTS IN THE SECURITIES AND EXCHANGE COMMISSION (SEC) MAIN OFFICE DURING TEMPORARY CLOSURE 29 June 2020
- REQUESTS FOR (1) STATISTICS, REPORTS AND DATA; (2) TOP 1000 CORPORATIONS PUBLICATION; AND, (3) CERTIFICATE OF COMPANY RANK IN THE TOP 1000 CORPORATIONS 26 June 2020
- CORPORATE GOVERNANCE AND RISK MANAGEMENT BODIES OF KNOWLEDGE FOR THE SEC CERTIFICATION EXAMINATION PHASE 1 24 June 2020
- OPTIONS FOR THE SUBMISSION OF REPORTS, APPLICATIONS AND OTHER DOCUMENTS DURING THE EFFECTIVITY OF ALL COMMUNITY QUARANTINE IMPOSED DUE TO COVID-19 24 June 2020
- REQUEST FOR COMMENTS ON THE PROPOSED SEC RULES ON THE NUMBER OF INDEPENDENT DIRECTORS OF EXCHANGES AND OTHER ORGANIZED MARKETS 23 June 2020
- DRAFT GUIDELINES IN CONDUCTING INVESTIGATIONS OF VIOLATIONS OF THE RIGHT TO INSPECT AND/ OR REPRODUCE CORPORATE RECORDS 23 June 2020
- PROPOSED REQUIREMENT FOR CORPORATIONS, PARTNERSHIPS, ASSOCIATIONS AND INDIVIDUALS TO CREATE AND/OR DESIGNATE E-MAIL ACCOUNT ADDRESS AND CELLPHONE NUMBER FOR TRANSACTIONS WITH THE COMMISSION 23 June 2020
- PROPOSED GUIDELINES FOR THE CONVERSION OF CORPORATIONS EITHER TO ONE PERSON CORPORATION OR TO ORDINARY STOCK CORPORATION 23 June 2020
- CESSATION OF THE PROVISION OF THE MANDATORY GRACE PERIOD DURING GENERAL COMMUNITY QUARANTINE (GCQ) AND MODIFIED GENERAL COMMUNITY QUARANTINE (MGCQ) IN THE MAJORITY OF THE PROVINCES AND CITIES IN THE PHILIPPINES 17 June 2020
- ADOPTION OF OTHER DEBT RELIEF MEASURES 11 June 2020
- CYBERSECURITY NOTICE 9 June 2020
- ONLINE WORKSHOP ON SUSTAINABILITY REPORTING 9 June 2020
- GUIDELINES IN THE FILING OR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) 9 June 2020
- NOTICE TO INVESTMENT COMPANIES, REGISTERED ISSUERS OF PROPRIETARY AND NON-PROPRIETARY SHARES/TIMESHARES, PUBLIC COMPANIES, FINANCING COMPANIES, LENDING COMPANIES, FOUNDATIONS, ACCREDITED MICROFINANCE NGOs, CORPORATE GOVERNANCE INSTITUTIONAL TRAINING PROVIDERS AND PUBLICLY-LISTED COMPANIES UNDER THE SUPERVISION OF THE CORPORATE GOVERNANCE AND FINANCE DEPARTMENT (CGFD) 8 June 2020
- SEC CERTIFICATION EXAMINATIONS SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE 5 June 2020
- ONLINE APPLICATIONS FOR THE COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD) 4 June 2020
- NEW DEADLINE FOR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) 2 June 2020
- SEC Contact emails to send their queries, requests for clarification and other concerns. 1 June 2020
- SUSPENSION OF WORK AT THE SECURITIES AND EXCHANGE COMMISSION (SEC) MAIN OFFICE IN THE PHILIPPINE INTERNATIONAL CONVENTION CENTER (PICC) ON FRIDAY AND SATURDAY, 29-30 MAY 2020, TO FACILITATE DISINFECTION OF THE PREMISES 27 May 2020
- PLEASE BE ADVISED THAT FOR MAY 26-29, 2020 THE OFFICE OF THE GENERAL ACCOUNTANT (OGA) IS STILL UNDER WORK-FROM-HOME SET-UP 26 May 2020
- ONLINE SUBMISSION OF REQUIREMENTS ON THE AMENDMENT, CONVERSION AND/OR WITHDRAWAL OF LICENSE AND SUBSTITUTION OF RESIDENT AGENT OF FOREIGN CORPORATIONS 21 May 2020
- RESUMPTION OF MANUAL FUNCTIONS OF THE COMPANY REGISTRATION AND MONITORING DEPARTMENT (CRMD) 21 May 2020
- NOTICE IN THE OPENING OF THE SEC EXPRESS SYSTEM AND THE SEC EXPRESS NATIONWIDE SUBMISSION (SENS) 21 May 2020
- COMPLIANCE WITH SECTION 4(AA) OF THE BAYANIHAN TO HEAL AS ONE ACT, ITS IMPLEMENTING RULES AND REGULATIONS, AND OTHER APPLICABLE LAWS, RULES AND REGULATIONS 20 May 2020
- OPENING OF SEC PAYMENT FACILITIES 19 May 2020
- REQUEST FOR COMMENTS ON THE SECOND EXPOSURE DRAFT OF THE MNRC MEMORANDUM CIRCULAR ON THE COMPLIANCE OF MICROFINANCE NGOS WITH REPUBLIC ACT NO. 9510 OR THE CREDIT INFORMATION SYSTEM ACT. 14 May 2020
- EXTENSION OF THE MANDATORY GRACE PERIOD FOR LOANS DURING THE MODIFIED ENHANCED COMMUNITY QUARANTINE/GENERAL COMMUNITY QUARANTINE PERIOD 13 May 2020
- GUIDELINES FOR THE ISSUANCE OF IATF ACCREDITATION ID OR EQUIVALENT CERTIFICATION FOR ACCREDITED MICROFINANCE NGOS 12 May 2020
- GUIDELINES FOR THE APPLICATIONS FOR RAPIDPASS QR CODES FOR THOSE WHO HAVE BEEN ISSUED IATF IDs 30 April 2020
- EXTENSION OF THE MANDATORY GRACE PERIOD FOR LOANS DURING THE EXTENDED ENHANCED COMMUNITY QUARANTINE PERIOD 29 April 2020
- EXTENSION OF THE DEADLINE FOR THE SUBMISSION OF THE INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR) 23 April 2020
- ALTERNATIVE MODE FOR DISTRIBUTING and PROVIDING COPIES OF THE NOTICE OF MEETING, INFORMATION STATEMENT, and OTHER DOCUMENTS IN CONNECTION WITH THE HOLDING OF ANNUAL STOCKHOLDERS’ MEETING(“ASM”) FOR 2020 20 April 2020
- DRAFT MEMORANDUM CIRCULAR ON THE GUIDELINES ON AUTHENTICATION OF ARTICLES OF INCORPORATION IN APPLICATIONS FOR REGISTRATION OF NEW DOMESTIC CORPORATIONS 20 April 2020
- LIST OF LANDBANK BRANCHES FOR OVER-THE-COUNTER PAYMENT OF THE SEC ONLINE COLLECTION (RE-POSTED) 20 April 2020
- EXTENSION OF PERIOD TO FILE THE GENERAL OR SPECIAL FORM FOR FINANCIAL STATEMENTS (GFFS OR SFFS) AND GUIDELINES ON SUBMISSION BY ELECTRONIC MAIL 16 April 2020
- DRAFT MEMORANDUM CIRCULAR ON STOCKHOLDERS’ MEETINGS AND AGENDA ITEMS 15 April 2020
- ONLINE REGISTRATION SYSTEM FOR ONE PERSON CORPORATIONS AND CORPORATIONS WITH 2 – 4 INCORPORATORS 8 April 2020
- NOTICE TO ALL PUBLICLY LISTED COMPANIES (PLC); AND OTHER COMPANIES WITH REGISTERED SECURITIES UNDER MSRD’S SUPERVISION 3 April 2020
- SUBMISSION OF THE 2019 ANNUAL REPORTS OF ALL SEC ACCREDITED ASSET VALUERS AND CREDIT RATING AGENCIES ARE EXTENDED UNTIL 30 JUNE 2020. 2 April 2020
- IMPLEMENTING RULES AND REGULATIONS OF SECTION 4(AA) OF REPUBLIC ACT (RA) NO. 11469 OTHERWISE KNOWN AS THE BAYANIHAN TO HEAL AS ONE ACT 2 April 2020
- NOTICE TO ALL PROSPECTIVE APPLICANTS FOR INCLUSION IN THE LIST OF ACCREDITED/SELECTED EXTERNAL AUDITORS – INDIVIDUAL AND AUDITING FIRMS FOR BANGKO SENTRAL NG PILIPINAS (BSP), INSURANCE COMMISSION (IC) AND/OR SECURITIES AND EXCHANGE COMMISSION (SEC) WITH THE OFFICE OF THE GENERAL ACCOUNTANT (OGA) 2 April 2020
- SUSPENSION OF CUMULATIVE PENALTIES FOR COVERED COMPANIES IN VIEW OF THE COVID-19 31 March 2020
- GUIDELINES FOR THE ALTERNATIVE FILING OF REPORTS, APPLICATIONS, COMPLIANCE, REQUESTS AND OTHER DOCUMENTS THROUGH ELECTRONIC MAIL WITH THE SECURITIES AND EXCHANGE COMMISSION DURING THE EFFECTIVITY OF THE ENHANCED COMMUNITY QUARANTINE PERIOD 31 March 2020
- REMOTE FILING OF MONITORING CLEARANCE FOR AMENDMENTS TO ARTICLES OF INCORPORATION AND BYLAWS 30 March 2020
- ONLINE COMPANY REGISTRATION DURING THE COVID-19 PANDEMIC 30 March 2020
- NOTICE TO FINANCING COMPANIES (FCs) AND LENDING COMPANIES (LCs)
REPUBLIC ACT NO. 11469 OR THE BAYANIHAN TO HEAL AS ONE ACT 26 March 2020 - NOTICE TO CAPITAL MARKET INSTITUTIONS, PARTICIPANTS and EMPLOYEES
GUIDELINES FOR THE ISSUANCE OF IATF ACCREDITATION ID OR THE EQUIVALENT CERTIFICATION 22 March 2020 - NOTICE TO ALL PSE TRADING PARTICIPANTS
RE: RBCA Computation and Reporting amid the Covid-19 Pandemic 19 March 2020 - RELAXING THE REQUIREMENTS FOR REQUESTS FOR EXTENSION IN THE FILING OF ANNUAL REPORTS AND/OR AUDITED FINANCIAL STATEMENTS 18 March 2020
- NOTICE TO ALL PSE TRADING PARTICIPANTS RE: INFORMATION FOR CLIENTS 18 March 2020
- NOTICE TO PHILIPPINE STOCK EXCHANGE and ALL PUBLICLY-LISTED COMPANIES : FILING OF STRUCTURED REPORTS, CURRENT REPORTS AND COMMUNICATIONS WITH THE SECURITIES AND EXCHANGE COMMISSION 17 March 2020
- NOTICE TO ALL ISSUERS OF REGISTERED SECURITIES (other than PLCs): FILING OF STRUCTURED REPORTS, CURRENT REPORTS AND COMMUNICATIONS WITH THE SECURITIES AND EXCHANGE COMMISSION 17 March 2020
- Notice to Publicly Listed Companies: Filing of Current Report under Section 17 of the Securities Regulation Code amid COVID-19 Pandemic 12 March 2020
- Mandatory Disclosure Form online submission 11 March 2020
- ADVISORY TO ALL PARTICIPANTS OF THE SEC-PSE SUSTAINABILITY REPORTING WORKSHOPS 10 March 2020
- Postponement of Seminars on Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT) Compliance for SEC Registered Corporations and Investor Protection 9 March 2020
- DEADLINE FOR THE SUBMISSION OF THE MANDATORY DISCLOSURE FORMS 21 February 2020
- DRAFT MEMORANDUM CIRCULAR ON SALE OF CORPORATE ASSETS 21 February 2020
- The Securities and Exchange Commission (SEC) and the Philippine Stock Exchange (PSE), in partnership with the Global Reporting Initiative (GRI) and the Australian Government, would like to invite you to a workshop on Sustainability Reporting on the following dates… 19 February 2020
- Draft Memorandum Circular on the Guidelines for the Conversion of Corporations Either to One Person Corporation or to Ordinary Stock Corporation 17 February 2020
- Deadline for the submission of proof of your AMLC registration/updating of registration has been extended to 02 March 2020. 6 February 2020
- Reschedule of Examination 3 February 2020
- Draft Memorandum Circular on the Rules on Investment in Financial Derivatives 24 January 2020
- Registration with the Anti-Money Laundering Council (AMLC) 16 January 2020
- Failure to Disclose Beneficial Ownership Information in the General Information Sheet (GIS) 9 January 2020
- Mandatory Disclosure Form online submission 8 January 2020
Year 2019
- Requests for comments on the draft Memorandum Circular on Revision of the General Information Sheet (GIS) of Foreign Corporations to include Beneficial Ownership Information. 17 January 2020
- SEC iView System is not available 17 January 2020
- Revised Application Forms, Client Profile Template and Pre-Evaluation Notice Form 17 January 2020
- Request for Comments on the Exposure Draft of the MNRC Circular on the Standard Chart of Accounts for Microfinance NGOs (Second Exposure) 17 January 2020
- SEC Certification Examination (Head Office) Schedule for the First Quarter of 2020 27 December 2019
- DRAFT CODE OF CORPORATE GOVERNANCE FOR PUBLIC COMPANIES AND REGISTERED ISSUERS 10 October 2019
- Please be advised that ALL PLDT Telephone Numbers with Area Code 02 7 October 2019
- Deadline for Submission of Material Related Party Transactions Policy 3 September 2019
- Submission of the Mandatory Disclosure Form After 31 July 2019 5 August 2019
- Use of the New General Information Sheet (GIS) Form 26 July 2019
- Exposure Draft of the MNRC Memorandum Circular on the Standard Chart of Accounts for Microfinance NGOs 24 July 2019
- Guidelines on the Adoption of Centralized (One-Stop-Shop) Framework for Accreditation/Selection of External Auditor 19 July 2019
- Request for Comments on the Proposed Rules on Digital Asset Exchange 15 July 2019
- IOSCO Report on Good Practices for Audit Committee in Supporting Audit Quality 11 July 2019
- SEC MEMORANDUM CIRCULAR NO. 14 SERIES OF 2019 ON RULES AND REGULATIONS GOVERNING CROWDFUNDING 10 July 2019
- Request for Comments on the Proposed Guidelines on the Implementation of Cross-Border Publication of Research Report Under the ASEAN Capital Market Professional Mobility Framework 5 July 2019
- Amendments to the Requirements of a Reit Property Manager Under Rule 7 of the Implementing Rules and Regulations of R.A. No. 9856 or the Real Estate Investment Trust (REIT) Act 19 June 2019
- Amendments of the Qualification Requirements of a Reit Fund Manager Under Rule 6 of the Implementing Rules and Regulations of the Republic Act No. 9856 or the Real State Investment Trust 14 June 2019
- ON THE COMPUTATION OF INTEREST RATES 6 June 2019
- PAGPAPAYO PATUNGKOL SA RESPONSABLENG PAG-UTANG AT PAGSURI SA IPINAPATAW NA INTERES SA PAGKAKAUTANG 10 May 2019
- Processing of OPC Applications 2 May 2019
- iMessage Mo is Temporarily Not Available 27 April 2019
- COLLECTION OF DOCUMENTARY STAMP TAXES (DST) 8 April 2019
- Clarification on the Filing of Audited Financial Statements Pursuant to the Revised Corporation Code of the Philippines 22 March 2019
- Notice on CRS Manual Processing 19 March 2019
- Effectivity of Revised Corporation Code 4 March 2019
- Implementation of the Requirements of the New General Information Sheet (GIS), SEC Memorandum Circular No. 17 series of 2018 28 February 2019
- (LEAP) Lane for Express Application Processing 27 February 2019
Year 2018
- All Capital Market Participants (CMPs) – Professionals and Institutions 23 October 2018
- Proposed Amendment to the Rules and Regulations to Implement the Provisions of Republic Act No. 8556 (The Financing Company Act of 1998) 10 September 2018
- All Prospective Applicants for SEC Accreditation as an Auditing Firm/External Auditor with the Office of the General Accountant 14 August 2018
- (FAST) Facilitating Automated System Transition Lane 16 July 2018
- CRS Application Status Online Inquiry Facility 29 June 2018
- SMS Notification of CRS Application Status 26 June 2018
- Company Registration System Kiosk located at the Company Registration and Monitoring Department 25 June 2018
- Notice re: Documents Available 18 May 2018
- Readjusted Module Weights and New Passing Score for the SEC Licensure Examination 27 April 2018
- Notice to all Applicants for Accreditation as External Auditor, Asset Valuer and Credit Rating Agency 7 March 2018
- Compact Disc (CD) and/or USB Distribution of SEC Form 20-IS 5 February 2018
Year 2017
- SEC i-View eLoading System 28 December 2017
- Notice from the Office of the President Warning against Public Solicitations for Money or other things of value purporting to be authorized by the said office. 22 December 2017
- The Company Registration System will be launched on Tuesday November 21, 2017 21 November 2017
- Notice to all capital market participants and prospective capital market professionals of the new methodology in the conduct of the SEC Certification Program Examinations. 15 September 2017
- SEC Satellite Offices in Metro Manila 29 June 2017
- New Call Center Hotlines 2 June 2017
- Directives on Dollar Denominated Securities 7 April 2017
- Modified Requirements for Lending and Financing Companies 30 March 2017
- SEC documents not available for printing in iView may be requested thru the SEC Express System 15 March 2017
- Financial Report Bulletin No. 20, Revised Statement of Management’s Responsibility 1 February 2017
Year 2016
- Downloadable Stock and Transfer Book (STB) and Membership Book (MB) 20 September 2016
- Point of Sales Payment facility is already available in all SEC Satellite Offices 15 September 2016
- SEC Reduced Requirements for Financing and Lending Companies 13 September 2016
- Adoption of Standards & Interpretations 24 August 2016
- Expectations for an Effective Audit Function 20 June 2016
- Implementation of the 2015 Revised Rules and Regulations of the Securities Regulation Code 31 March 2016
Year 2015
- Age Requirement for Financial Statements 28 December 2015
- Notice of the Procedure of the Issuance of Suspension Orders 4 May 2015
- SEC highly recommends to All Publicly-Listed Companies (PLCs) to adopt best Corporate Governance practices 6 April 2015
Year 2014
- Posting of disclosures in company websites pursuant to SEC Memorandum Circular No. 11, series of 2014 5 June 2014
- Submission of the General and Special Form for Financial Statements in electronic format 8 April 2014
Notices (Archive)
- WORK SUSPENSION AT SEC MAIN OFFICE ON MONDAY, 6 JULY 2020 5 July 2020
- TEMPORARY CLOSURE OF SEC BAGUIO EXTENSION OFFICE FROM 30 JUNE TO 3 JULY 2020 29 June 2020
- WORK SUSPENSION IN THE SEC MAIN OFFICE FROM 26 TO 30 JUNE 2020 25 June 2020
- CESSATION OF THE PROVISION OF THE MANDATORY GRACE PERIOD DURING THE GENERAL COMMUNITY QUARANTINE (GCQ) AND MODIFIED GENERAL COMMUNITY QUARANTINE (MGCQ) PERIOD 1 June 2020
- EXPANSION OF MANDATORY GRACE PERIOD FOR LOANS DURING EXTENDED ENHANCED COMMUNITY QUARANTINE 16 April 2020
- SUMMARY OF GUIDELINES ON THE FILING OF REPORTS AND OTHER DOCUMENTS DURING THE ENHANCED COMMUNITY QUARANTINE 8 April 2020
- SEC IS SUSPENDING/POSTPONING ALL HEARINGS AND CONFERENCES SCHEDULED BETWEEN 17 MARCH 2020 UNTIL 30 APRIL 2020, OR DURING THE PERIOD OF THE ENHANCED COMMUNITY QUARANTINE 8 April 2020
- DEADLINE FOR SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) IS EXTENDED UNTIL APRIL 30, 2020 2 April 2020
- NOTICE TO ALL CONCERNED ON THE SUSPENSION OF THE SEC EXPRESS SYSTEM 2 April 2020
- NOTICE TO FINANCING COMPANIES (FCs) AND LENDING COMPANIES (LCs)
ADOPTION OF DEBT RELIEF MEASURES 23 March 2020 - NOTICE TO ALL NON-STOCK CORPORATIONS
Suspension of the Submission of the Original Notarized Printed Copy of the Mandatory Disclosure Form (MDF) 19 March 2020 - ALTERNATIVE MEANS OF FILING CURRENT REPORTS, BENEFICIAL OWNERSHIP REPORTS, INFORMATION STATEMENTS, MONTHLY REPORTS AND OTHER DOCUMENTS WITH THE SECURITIES AND EXCHANGE COMMISSION REPORTS THROUGH ELECTRONIC MAIL 18 March 2020
- Office of the General Counsel (OGC) of the Securities and Exchange Commission is hereby suspending/ postponing all hearings and conferences scheduled between 17 March 2020 and 17 April 2020 (the “Covered Period”). 17 March 2020
- Cancellation of all scheduled biddings and processes due to Enhanced Community Quarantine until further notice 17 March 2020
- The Securities and Exchange Commission(SEC) Main Office in Pasay City, as well as Extension Offices and Satellite Offices within Luzon, is CLOSED until further notice 17 March 2020
- CANCELLATION OF ALL SCHEDULED SEC CERTIFICATION EXAMINATIONS 13 March 2020
- Work Suspension at the SEC Main Office – 13 March 2020 12 March 2020
- Anti-Money Laundering Council (AMLC) Secretariat will be conducting free public seminars on Non -Stock, Non-Profit Corporations 6 March 2020
- Free Public Seminars on Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT) Compliance for SEC Registered Corporations and Investor Protection 5 March 2020
- Public Seminar on Foundation on 11 September 2015 24 February 2020
- Public Seminars on Foundation, For Updates & Relevant SEC Regulations 24 February 2020
- SEC Market Update on PSE Trading Participants RBCA 24 February 2020
- Public Seminar on Foundation of New Schedule 24 February 2020
- Public Seminar on Foundation of New Schedule 24 February 2020
- An Invitation to All Corporations 24 February 2020
- To all Planholders of Legacy Consolidated Plans, Inc.; Scholarship Plan Phils., Inc., and All Asia Plans Corp. 15 February 2020
- Company Registration System (CRS) – Public Access Portal will not be available today 2 January 2020
- Company Registration System (CRS) – Public Access Portal will not be available from Dec. 28, 2019 to Jan. 1, 2020 26 December 2019
- SEC Company Registration System will not be available from December 22, 2018 to December 25, 2018 21 December 2019
- This is to inform everyone that work is hereby suspended tomorrow, 03 December 2019, due to inclement weather. 2 December 2019
- Please be advised that SEC will maintain a skeletal force during Annual Performance Assessment on 27-29 November 2019. 25 November 2019
- Work suspension in SEC Head Office and SEC SM MOA Satellite Office on December 2, 2019 22 November 2019
- Public Seminar for Lending Companies and Financing Companies 12 November 2019
- Work Suspension in the SEC Main, Satellite, and Extension Offices 31 October 2019
- Revised Application Forms, Client Profile Template and Pre-Evaluation Notice Form 30 October 2019
- Request for Comments on the Exposure Draft of the MNRC Circular on the Standard Chart of Accounts for Microfinance NGOs (Second Exposure) 25 October 2019
- SEC CERTIFICATION EXAMINATION SCHEDULE FOR THE LAST QUARTER OF 2019 23 October 2019
- SEC CERTIFICATION EXAMINATION SCHEDULE FOR THE LAST QUARTER OF 2019 23 October 2019
- CONDUCT OF A CERTIFICATION EXAMINATION IN KORONADAL, SOUTH COTABATO ON NOVEMBER 22, 2019 22 October 2019
- 6TH SEC-PSE CORPORATE GOVERNANCE FORUM PROGRAMME 21 October 2019
- Request for comments on the Amendments to Requirements of a REIT Fund Manager and Property Manager under Rules 6 and 7 of the Implementing Rules and Regulations of Republic Act No. 9856 or the Real Estate Investment Trust (REIT) Act 4 October 2019
- Request for comments on the Amendments to Requirements of a REIT Fund Manager and Property Manager under Rules 6 and 7 of the Implementing Rules and Regulations of Republic Act No. 9856 or the Real Estate Investment Trust (REIT) Act 4 October 2019
- Request for Comments on the Amendments to Rules 4,5, and 11 of the Implementing Rules and Regulations (IRR) of Republic Act No. 9856 or Real Estate Investment Trust (REIT) Act 3 October 2019
- Date: 03 October 2019 In observance of CSC Announcement No. 53 s. 2019 on the celebration of 27th National Family Week, work is suspended from 2:00PM today, September 23, 2019. 23 September 2019
- Please be informed that SEC Company Registration System (CRS) – Public Access Portal will not be available today, due to technical problem. 11 September 2019
- Deadline for Submission of Material Related Party Transactions Policy 3 September 2019
- 6th SEC-PSE CORPORATE GOVERNANCE FORUM 2 September 2019
- 6th SEC-PSE CORPORATE GOVERNANCE FORUM 2 September 2019
- Conduct of a Certification Seminar for Phase 1 of the SEC Certification Examination on 15 & 16 October 2019. 20 August 2019
- Conduct of a Certification Seminar for Phase 1 of the SEC Certification Examination on 15 & 16 October 2019. 20 August 2019
- The Securities and Exchange Commission as an event partner of the CFA Society Philippines invites you to attend the 4th Philippine Junior Finance and Investment Summit on September 07, 2019. 13 August 2019
- Exposure Draft Memorandum Circular of Disclosure Requirements on Advertisements of Financing Companies and Lending Companies and Reporting of Online Platforms 6 August 2019
- Submission of all Mandatory Disclosure Forms (MDFs) 1 August 2019
- RE: NEW MANDATORY DISCLOSURE FORM 29 July 2019
- Exposure Draft of the MNRC Memorandum Circular on the Standard Chart of Accounts for Microfinance NGOs 24 July 2019
- Exposure Draft of the MNRC Memorandum Circular on the Compliance of Microfinance NGOs with Republic Act No. 3765 or the Truth in Lending Act 24 July 2019
- Conduct of a Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) for the SEC Certification Examination on September 10 & 11, 2019 9 July 2019
- SEC-PSE Seminar on Sustainable Business Practices in the Fisheries and Aquaculture Sector 9 July 2019
- Request for comments on the Proposed Guidelines on the Number and Qualifications of Incorporators under the Revised Corporation Code 9 July 2019
- Request for comments: Amendments to SEC MC No. 15. s. 2018 on the Guidelines for the Protection of SEC Registered Non-Profit Organizations from Money Laundering and Terrorist Financing Abuse 4 July 2019
- Deferment of Implementation of SEC Memorandum Circular No. 17, series of 2018 28 June 2019
- ROUNDTABLE DISCUSSION ON IOSCO AUDIT COMMITTEE BEST PRACTICES AND RULES ON MATERIAL RELATED-PARTY TRANSACTIONS 20 June 2019
- Notice of Postponement of Bidding 18 June 2019
- Notice of Postponement of Bid Opening 17 June 2019
- Request for Comments on the Amendments to SEC Circular No. 17, series of 2018 on the Revision of the General Information Sheet (GIS) to Include Beneficial Ownership Information 31 May 2019
- The Proposed Memorandum Circular on Unfair Debt Collection Practices of Financing and Lending Companies and Collection Agents 21 May 2019
- The Securities and Exchange Commission (SEC) in partnership with the Philippine Stock Exchange (PSE) and Global Reporting Initiative (GRI) would like to invite you to a series of workshops on Sustainability Reporting … 20 May 2019
- Notice to all Non-stock Corporations Re: Mandatory Disclosure Forms 17 May 2019
- Conduct of a Certification Seminar for Prospective Compliance Officers/Associated Persons (Equities Market) on 16 & 17 July 2019 15 May 2019
- SEC Company Registration System Web Portal particularly the Name Verification Facility is temporarily not available today, May 10, 2019. 10 May 2019
- Deadline of submission of the Mandatory Disclosure Forms for Non-Stock Corporations on July 31, 2019 30 April 2019
- Company Registration System (CRS)-Web Portal is not available today, May 2, 2019 until further notice 30 April 2019
- Rescheduling of the Seminar for Phase 1 to 24 & 25 April 2019 from 23 & 24 April 2019 23 April 2019
- Company Registration System (CRS)-Web Portal is temporarily not available. 18 April 2019
- Suspension of office work on 17 April 2019 is suspended effective 12:00 noon in the SEC Main, Satellite, and Extension Offices. 17 April 2019
- Company Registration System (CRS) is not available from April 18, 2019 to April 21, 2019. 17 April 2019
- SEC- PSE CONFERENCE ON BUILDING A SUSTAINABLE BUSINESS COMMUNITY 8 April 2019
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON THE REVIVAL OF EXPIRED CORPORATIONS 8 April 2019
- Request for Comments on the Proposed Guidelines on the Issuance of Sustainability Bonds under the ASEAN Sustainability Bonds Standards in the Philippines 4 April 2019
- Request for Comments on the Proposed Guidelines on the Issuance of Social Bonds under the ASEAN Social Bonds Standards in the Philippines 4 April 2019
- Updated Anti-Money Laundering (AML) Module for the SEC Certification Examination 28 March 2019
- DRAFT RULES ON MATERIAL RELATED PARTY TRANSACTIONS FOR PUBLICLY LISTED COMPANIES 26 March 2019
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON CORPORATE TERM 22 March 2019
- SEC will be conducting a Forum on the Compliance of Financing and Lending Companies with the Credit Information System Act 21 March 2019
- SEC Company Registration System (CRS)-Document Processing is temporarily not available today, March 15, 2019 15 March 2019
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON THE ESTABLISHMENT OF A ONE ONE PERSON CORPORATION (OPC) 15 March 2019
- REQUEST FOR COMMENTS ON THE PROPOSED GUIDELINES ON THE CONVERSION OF AN ORDINARY STOCK CORPORATION INTO ONE PERSON CORPORATION (OPC) 15 March 2019
- Conduct of Certification Seminar for Phase 1 of the SEC Certification Examination on 23 and 24 April 2019 15 March 2019
- REQUEST FOR COMMENTS ON THE PROPOSED AMENDMENTS TO THE GUIDELINES AND PROCEDURES ON THE USE OF CORPORATE AND PARTNERSHIP NAMES 15 March 2019
- Conduct of Certification Seminar for Phase 1 of the SEC Certification Examination on 23 and 24 April 2019 15 March 2019
- Company Registration System is Temporarily not Available Today 5 March 2019
- Implementation of the Requirements of the New General Information Sheet (GIS), SEC Memorandum Circular No. 17 series of 2018 28 February 2019
- Please be informed that the SEC iView System is not available Today, February 28, 2019 28 February 2019
- Draft Corporate Governance (CG) Module for the SEC Certification Examination 31 January 2019
- Conduct of a Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on Feb. 26-27, 2019 31 January 2019
- Use of the new General Information Sheet (GIS) Form 14 January 2019
- Seminars for Corporate Secretaries on the New Requirements in the General Information Sheet (GIS) 6 January 2019
- Request for comments on the updated Proposed Rules on Initial Coin Offering (ICO) 28 December 2018
- SEC Company Registration System will not be available from December 29, 2018 to January 2, 2019 28 December 2018
- Request for comments on the updated Proposed Rules on Initial Coin Offering (ICO) 28 December 2018
- SEC Company Registration System will not be available from December 22, 2018 to December 25, 2018 21 December 2018
- Free Seminars for Corporate Secretaries on the New Requirements in the General Information Sheet (GIS) 18 December 2018
- SEC Work Suspension 14 December 2018
- Public Exposure of the Draft Sustainability Reporting Guidelines for Publicly Listed Companies 14 December 2018
- Last Day of Conduct of all SEC Certification Examinations for the Year 2018. 12 December 2018
- Please be informed that SEC Company Registration System will not be available on December 7, 2018 from 6:00 PM to 8:00 PM due to system maintenance. 7 December 2018
- DRAFT CODE OF CORPORATE GOVERNANCE FOR PUBLIC COMPANIES AND REGISTERED ISSUERS 27 November 2018
- Request for Comments on the Proposed Guidelines on the Implementation of the ASEAN Capital Markets Forum Pass (ACMF PASS) Under the ASEAN Capital Market Professional Mobility Framework 27 November 2018
- SEC Company Registration CRS will not be available on November 26, 2018 from 5:00 PM… 26 November 2018
- Notice to All Non-Stock Corporations 14 November 2018
- Notice to All Non-Stock Corporations 14 November 2018
- Notice to All SEC Covered Institutions 14 November 2018
- 82nd Anniversary of SEC 9 November 2018
- Company Registration System will not be available on November 10-11, 2018 9 November 2018
- CRS Application at SEC Head Office 6 November 2018
- SEC Company Registration CRS will not be available on November 1 to November 4, 2018. 31 October 2018
- SEC Company Registration CRS will not be available today. 29 October 2018
- Draft Anti-Money Laundering Module for the SEC Certification Seminar. 29 October 2018
- SEC Company Registration CRS may encounter system slow down today. 26 October 2018
- Comments from Public_AML Guidelines and NPO Guidelines 26 October 2018
- Certification Issuance System – Unified Reference Database will conduct system maintenance on 29 October 2018.. 26 October 2018
- Request for Comments from Public on the AML Guidelines and NPO Guidelines 26 October 2018
- Please be advised that Corporate Governance and Finance Department will be operating with limited staff on Tuesday, 23 October 2018 23 October 2018
- Please be informed that the SEC is currently performing system maintenance for Capital Market Participants Registry System (CMPRS) 19 October 2018
- Company Registration System not be available today 19 October 2018
- Please be informed that the SEC is currently performing system maintenance for the Capital Market Participants Registry System (CMPRS) 19 October 2018
- Please be informed that ALL DIRECT LINES are currently OUT OF ORDER 11 October 2018
- Anti-Money Laundering Council (AMLC) Secretariat will be conducting free public seminars on Non -Stock, Non-Profit Corporations 20 September 2018
- Anti-Money Laundering Council (AMLC) Secretariat will be conducting free public seminars on Non -Stock, Non-Profit Corporations 20 September 2018
- CONDUCT OF A CERTIFICATION SEMINAR FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION ON 25 & 26 OCTOBER 2018 18 September 2018
- 5th SEC-PSE CORPORATE GOVERNANCE FORUM 17 September 2018
- Company Registration System will not be available today 13 September 2018
- Extension of Time for Submission of Comments on the Proposed Rules on Initial Coin Offering (ICO) 13 September 2018
- Company Registration System will not be available today 12 September 2018
- Company Registration System 11 September 2018
- Proposed Rules for (1) Independent Oversight Entity (2) Qualifications of Key Officers and Fund Managers and (3) Winding Up of Investment Companies 10 September 2018
- SEC Company Registration System (CRS) will not be available from August 25 to 27, 2018. 23 August 2018
- Conduct of a Certification Seminar for Prospective Associated Persons/Compliance Officers (Equities Market) on September 25 & 26, 2018 22 August 2018
- SEC Company Registration System (CRS) will not be available 16 August 2018
- SEC Company Registration System (CRS) will not be available 14 August 2018
- Systems are not available for access due to network failure. 10 August 2018
- Please be informed that the Name Verification of SEC Company Registration System (CRS) is experiencing slow performance. 7 August 2018
- Request for Comments on the Proposed Rules on Initial Coin Offering (ICO) 2 August 2018
- CRS will not be available today, July 24, 2018, due to System Maintenance 24 July 2018
- CRS will not be available today, July 24, 2018, due to System Maintenance 24 July 2018
- CRS will not be available today, July 20, 2018, due to System Maintenance 20 July 2018
- CRS will not be available today, July 19, 2018, due to System Maintenance 19 July 2018
- SEC i-View and CRS will not be available on July 14, 2018 due to System Maintenance 13 July 2018
- Draft Sustainability Reporting Guidelines and Reporting Template for Publicly-Listed Companies 12 July 2018
- Conduct of Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on August 9-10, 2018 9 July 2018
- CMPRS and iView-eLoading will not be available tomorrow 4:00 p.m. onwards 6 July 2018
- CRS will not be available on June 29, 2018 due to System Maintenance 28 June 2018
- Capital Market Participants Registry System (CMPRS) and SEC iView eLoading System 25 June 2018
- Announcement: Public Bidding for the 1. Multi-Protocol System of SEC 2. Supply of Services for the Document Conversion to Digital Format of the Financial Statements and General Information Sheets 20 June 2018
- Human Resource and Administrative Department Annual Team Building 19 June 2018
- CRS Will Not Available due to System Maintenance 8 June 2018
- Request for comments on the proposed amendments to Securities Regulation Code (SRC) Rule 68, as amended 7 June 2018
- May 30, 2018 Deadline for the SEC Integrated Annual Corporate Governance Report (I-ACGR) 24 May 2018
- Request for Comments on the Proposed Guidelines on the Issuance of Green Bonds under the ASEAN Green Bonds Standards 11 May 2018
- Davao Extension Office Annual Team Building 10 May 2018
- Cebu Extension Office and Satellite Office-Robinson’s Galleria Cebu Annual Team Building 8 May 2018
- Notice to all Certified Public Accountants 4 May 2018
- Request for Comments on the Proposed Rules and Regulations on the Administration of Philippine Peso-Denominated Government Securities Benchmarks 2 May 2018
- Company Registration and Monitoring Department(CRMD) Annual Team Building 30 April 2018
- CGFD Teambuilding on May 7, 2018 29 April 2018
- CGFD Assessment and Cascading on May 2, 2018 26 April 2018
- Request for comments on the proposed Rules and Regulations on determining whether a Trust Fund is a qualified buyer 20 April 2018
- Filing schedule of 2017 Audited Financial Statement 13 April 2018
- Submission of SEC Integrated Annual Corporate Governance Report (I-ACGR) 5 April 2018
- Conduct of a Certification Seminar for Phase 1 of the SEC Certification Examination on 24-25 April 2018 3 April 2018
- SEC Company Registration System will not be available from March 28, 2018 to April 2, 2018… 28 March 2018
- The Economic Research and Training Department (ERTD) will hold its Annual Performance Commitment/Cascading Workshop on March 22-24, 2018. 20 March 2018
- The Information and Communications Technology Department (ICTD) will hold its Annual Performance Commitment/Cascading Workshop on March 15-16, 2018. 14 March 2018
- Transfer of Office of SEC – Davao Extension Office 8 March 2018
- Conduct of Certification Seminars for Phase 1 of the SEC Certification Examination 8 March 2018
- All Receiving Units at the SEC Satellite Offices will be closed temporarily on March 15 and 16, 2018 due to the performance commitment/cascading workshop on the said dates. 2 March 2018
- Public Exposure of the Proposed Amendment to the Rules and Regulations to Implement the Provisions of R.A. no. 8556 (The Financing Company Act of 1998) 29 January 2018
- Please be informed that SEC Capital Market Participants Registry System and SEC eLoading System are not available. 19 January 2018
- All Certified Public Accountants 17 January 2018
- SEC i-View is temporarily not available 5 January 2018
- SEC i-View System is not available today. 11 December 2017
- Certification Seminar for Prospective Compliance Officers (CO)/Associated Persons (AP) 4 December 2017
- Certification Seminar for Prospective Equities Securities Salesmen (ESS) 4 December 2017
- Request for Comments on the Proposed Rules and Regulations Governing Crowdfunding (CF) 29 November 2017
- Draft Governance Social and Financial Performance Standards for Accreditation of Microfinance NGOS. 27 November 2017
- The Commission will be conducting a free public seminar on updates and relevant SEC regulations for Foundations. 24 November 2017
- SEC i-View is temporarily not available. 23 November 2017
- SEC Satellite Offices will only be until 04:00 PM due to the SEC 81st Anniversary Celebration 20 November 2017
- Corporate Governance and Finance Department 7 November 2017
- Re: 4th SEC-PSE Corporate Governance Forum 7 November 2017
- Annual Fees Renewal of Capital Market Institutions and Professionals 7 November 2017
- Corporate Governance and Finance Department 7 November 2017
- SEC Head Office at PICC, Roxas Boulevard, Pasay City, will be closed on November 8-15, 2017 6 November 2017
- Company Registration and Monitoring Department (CRMD) and SEC Satellite Offices Team Building Activities 27 October 2017
- Conduct of Orientations for Online Capital Market Participants Registry System 25 October 2017
- SEC Head Office at PICC, Roxas Boulevard, Pasay City, will be closed on October 23-27, 2017 20 October 2017
- INVITATION TO THE 4TH SEC-PSE CORPORATE GOVERNANCE FORUM. PLEASE SEE ATTACHED REGISTRATION FORM 15 September 2017
- SEC Direct Lines are currently down 11 September 2017
- CDO Extension Office Annual Team Building 22 August 2017
- Davao Extension Office Annual Team Building 10 August 2017
- Grand Celebration of the 50th Anniversary of ASEAN 4 August 2017
- Conduct of Orientations on Module 1-6 of the SEC Modularized Examination for Prospective Capital Market Professionals 28 July 2017
- Conduct of Orientations for Prospective Capital Market Professionals on the Revised SEC Certification Programs, Particularly Modules 1-6 of the SEC Modularized Examination 21 July 2017
- Office of the General Counsel Teambuilding Advisory 17 July 2017
- Proposed Amendment to Rules and Regulations to Implement the Provisions of republic Act No. 8556(The Financing Company Act of 1998) 14 July 2017
- Conduct of an Orientation on Modules 1-6 of the SEC Modularized Examination for Prospective Market Professionals 12 July 2017
- Free Public Orientation and Seminar on COMPANY REGISTRATION SYSTEM 11 July 2017
- Temporary Suspension of the Conduct of All Certification Examinations 29 June 2017
- Market and Securities Regulation Department Annual Team Building 23 June 2017
- SEC iRegister is not available today. 14 June 2017
- SEC i-View is not available today. 13 June 2017
- Information and Communications Technology Department Annual Team Building 7 June 2017
- New Call Center Hotlines 2 June 2017
- Submission of Comments on the Draft Implementing Rules and Regulations of the Investment Company Act 2 June 2017
- Request for Comments on the Proposed Rules and Regulations on Minimum Public Ownership of Publicly Listed Companies 31 May 2017
- Free Public Orientation and Seminar on Company Registration System 30 May 2017
- Online Company Registration 23 May 2017
- SEC i-View System is not Available 16 May 2017
- SEC iView System is not Available 15 May 2017
- SEC Roundtable Discussion on the Code of Corporate Governance for Publicly-Listed Companies 19 April 2017
- SEC Accredited Corporate Governance Training Providers 18 April 2017
- SIMPLIFIED RS FORM FOR COMMENTS 17 April 2017
- Rules and Regulations on the Implementation of the SEC Oversight Assurance Review (SOAR) Inspection Program. 11 April 2017
- Public Seminar on Lending Companies 24 March 2017
- Notice to all Microfinance NGOs 22 March 2017
- SEC Roundtable Discussion on the Code of Corporate Governance for Publicly-Listed Companies 17 March 2017
- SEC Head Office At PICC, Roxas Boulevard, Pasay City, will be closed on April 24 to 28, 2017. 10 March 2017
- Notice To All Certified Public Accountants In Public Practice 19 January 2017
- SEC Corporate Governance and Green Finance Conference 17 January 2017
- Request for Comments on the Proposed Rules and Regulations Governing the Registration and Trading of Structured Warrants 16 January 2017
- Transfer of Enforcement And Investor Protection Department 13 January 2017
- Temporary Suspension of Operations of the SEC Muntinlupa Satellite Office 12 January 2017
- Revised SEC Certification Programs and Modularized Examinations 6 January 2017
- The Markets and Securities Regulation Department (MSRD) will transfer to PICC 5 January 2017
- Payments for Requested Documents at the Public Reference Unit(PRU) 5 January 2017
- The Cashier’s Office at SEC Ortigas Branch will be closed 29 December 2016
- Annual Team Building of FMD, HRAD and ICTD 27 December 2016
- SEC i-Register is temporarily unavailable 23 December 2016
- SEC Wide Year End Celebration 15 December 2016
- SEC Muntinlupa Satellite Office 6 December 2016
- 2016 CRMD Team Building Activity 28 November 2016
- CGFD Officers of the Day (ODs) at SEC Ortigas Office 9 November 2016
- Lease Agreement for 25 Units of Digital Copier Machines for a Period of One(1) Year (Re-bidding) 28 October 2016
- Submission of Comments on the 2016 Implementing Rules And Regulations Of The Investment Company Act 20 October 2016
- Transfer of the CRMD to the PICC 13 October 2016
- An Invitation to the President, the Corporate Governance or Compliance Officer and to the Sec-Accredited Corporate Governance Training Providers 4 October 2016
- SEC Accredited Corporate Governance Training Providers 4 October 2016
- SEC Investor Information Seminar – Cebu City on October 21, 2016 28 September 2016
- SEC Investor Information Seminar – Cebu City on October 19, 2016 28 September 2016
- SEC-PSE Corporate Governance Forum on November 22, 2016 (Tuesday) at the Summit Hall C and D, Philippine International Convention Center (PICC), PICC Complex, Pasay City from 8:30 am to 4:30pm 22 September 2016
- Draft Corporate Governance Code for Publicly-Listed Companies 22 September 2016
- Point of Sales Payment facility is already available in all SEC Satellite Offices 15 September 2016
- SEC Reduced Requirements for Financing and Lending Companies 13 September 2016
- SEC i-Report is temporarily experiencing technical difficulties today 13 September 2016
- Transactions with the Corporate Governance and Finance Department (CGFD) 13 September 2016
- Camarines Minerals, Inc. 8 September 2016
- SEC Investor Information Seminar – Zamboanga City on September 02 , 2016 30 August 2016
- SEC iRegister System 11 August 2016
- Suspension of Administration of the Certification Program Examinations from July to August 2016 27 July 2016
- SEC Investor Information Seminar – Cagayan de Oro City August 12, 2016 27 July 2016
- SEC Investor Information Seminar – Baguio City August 02, 2016 27 July 2016
- Transactions with the Corporate Governance and Finance Department (CGFD) 22 July 2016
- Starting 18 July 2016, the Office of the Commission Secretary (COMSEC) shall hold Office at the 3rd Floor, PICC Secretariat Building. 13 July 2016
- SEC iView, Cashiering and Paper Submission System is Offline Today 29 June 2016
- Office of the General Counsel (OGC) and the Office of the General Accountant (OGA) have Transferred to their New Offices 21 June 2016
- SEC Investor Forum Iloilo May 27, 2016 26 May 2016
- Draft SEC Mediation Policy 25 April 2016
- SEC Investor Information Seminar Davao City April 29, 2016 20 April 2016
- Notice re Compliance with the Website Requirement and Annual Report on Chinese Wall Rules under the 2015 Revised Rules and Regulations of the Securities Regulation Code 1 April 2016
- SEC launched a new system for the submission of Annual Reports consisting of Audited Financial Statements stamped received by the BIR and General Information Sheet to the SEC called the SEC Express Nationwide Submission (SENS). 23 March 2016
- SEC Accredited Corporate Governance Training Providers 17 March 2016
- SEC Satellite Office is NOW OPEN at SM City North EDSA 10 March 2016
- All SEC Accredited Auditing Firms/Sole Practitioners re Submission of Notarized Disclosure Form to the Office of the General Accountant. 29 February 2016
- Notice of Confirmation of Company Name Reservation 24 February 2016
- Mergers and Acquisitions effected through the Philippine Stock Exchange executed and implemented after the effectivity of R.A. 10667 and before the effectivity of its Implementing Rules and Regulations 23 February 2016
- Notice to all Certified Public Accountants in Public Practice 4 February 2016
- The SEC Plans to recruit 50 student-interns 21 January 2016
- Notice to the Public on the Opening of SEC Satellite Office – SM City North EDSA 18 January 2016
- Notice: Draft, IRR of R.A No. 10693 | Microfinance NGO’s Act 11 January 2016
- Notice to all Micro finance Nongovernment Organization(MF-NGOs) Re: Approval of Republic Act 10693 An Act strengthening nongovernment Organizations (NGOs) engaged in Microfinance Operations for the Poor 27 November 2015
- SCCP Application as Depository 26 November 2015
- Philippine Association of Stock Transfer and Registry Agencies Inc. 26 November 2015
- Memorandum of Agreement of SEC and LBP 13 November 2015
- Draft Rules and Regulations on Exchange Traded Funds (ETF Rules) 13 November 2015
- All Foundations : Submission of Sworn Statement by President and Treasurer of the sources, Amount and Application of Funds and Program/Activity Planned, Ongoing and Accomplished (SSSAA) and Certificate of Existence of Program/Activity (COEP) 11 November 2015
- Plan Holders of Metropolitan Life Plan Company, Inc. 10 November 2015
- Requests for Quotation for SEC Cagayan De Oro Extension Office 10 November 2015
- Green Lane Registration 9 November 2015
- Re-publication of Amendments of the Implementing Rules and Regulations of the Republic Act No. 9856 (REIT LAW) 8 November 2015
- Implementing Rules and Regulations (IRR) of Republic Act 8799 Draft: The Securities Regulation Code of 2000 7 November 2015
- Real Estate Investment Trust (REIT) Act of 2009 SEC Resolution Implementing Rules and Regulations 6 November 2015
- To adopt the standards and interpretation as part of its rules and regulations on International Accounting Standards 5 November 2015
- 2015 Implementing Rules and Regulations of the Securities Regulation Code (Republic Act 8799) Posted 06 1 November 2015
- SEC Satellite Offices 8 October 2015
- Submission of the Annual Corporate Governance Report(ACGR) together with the Annual Report 13 March 2015
- Retrieval and Issuance of Documents Not Available in the SEC iView 25 February 2015
- Deadline of Compliance with SEC Recommended Website Template, pursuant to SEC Memorandum Circular No. 11, Series of 2014 6 June 2014
- Consultation Paper: Arrangements for an Asia Region Funds Passport 21 May 2014
- Guidelines and Directives to Assist Issuers of Registered Securities and Other Market Participants Concerned in Complying with the Requirements of BIR Revenue Regulation No. 1-2014 16 April 2014
- SEC Issues a Reminder for Strict Compliance of Financial Reporting Obligations 15 April 2014
- All Asia Plans Corporation Pension Claims 12 March 2014
- All Asia Plans Corporation – Education Claims 12 March 2014
- Exposure Draft of the Consolidated Scale of Fines and Penalties 26 November 2013
- Advisory on Possible Dealings with Corporations Involved in the “Pork Barrel” Scam 24 October 2013
- Rules and Regulation on Microfinance Non-Government Organization The Commission invites comments on the exposure draft of the RULES AND REGULATION ON MICROFINANCE NON-GOVERNMENT ORGANIZATION. You may download a copy of the draft rules and regulation by clicking here (PDF) (Posted 24 July 2013). The said exposure draft is open for public comment until 24 August 2013. Please submit duly signed written comments to the here under stated address or fax.(Investor Protection and Surveillance Department 10th. Floor, SEC Building EDSA, Greenhills Mandaluyong City Fax No. 584-6447) 24 July 2013
- General Information Sheet submission 1 July 2013
- Revised Guidelines on Property Valuation The Commission invites comments on the exposure draft of the REVISED GUIDELINES ON PROPERTY VALUATION. You may download a copy of the draft Guidelines by clicking here (PDF) (Posted 4 June 2013). The said exposure draft is open for public comment until 30 June 2013. Please submit duly signed written comments to the following address or fax number. 14 June 2013
- Free Update Seminar on recently-issued AMLC Resolutions concerning changes on covered and suspicious (CT-ST) reporting 14 June 2013
- Guidelines in the Accomplishment and Submission of Sworn Statement of Sources, Amount and Application of Fund (SS) and Certificate of Existence of Program/Activity (COEP) 26 April 2013
- Listed Companies: ASEAN Corporate Governance Scorecard Assessment Run 25 April 2013
- Mode of Payment for Fees and Penalties 25 April 2013
- Corporations registered in 1963 15 January 2013
- ADS ZENS BROKER, CORPORATION 27 November 2012
- Proposed Guidelines on the Outsourcing of functions by Broker Dealer 10 October 2012
- Troubled Pre-need Corporations 7 September 2012
- Agreement for the Construction of the Real Estate 5 August 2011
- Reduction of copies of reports and other filings with the Securities and Exchange CommissionImplementation Guidelines on Philippine Financial Reporting Standards for Small and Medium Entities 10 March 2010
- Plan Holders of All Asia Plans Corp. (AAPC) and Scholarship Plan Phils., Inc. (SPPI)Implementation Guidelines on Philippine Financial Reporting Standards for Small and Medium Entities 15 February 2010
- Implementation Guidelines on Philippine Financial Reporting Standards for Small and Medium Entities 13 February 2010
- Philippine Standards on Auditing 8 January 2010
- The Lending Company Regulation Act of 2007 11 August 2009