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Miscellaneous Applications
| Form Type | Description | SRC Provision |
| SEC Form ACPR | Annual CP Report of Issuer of Exempt Commercial Papers | Rule 17.1.2 |
| SEC Form CP IS | Exempt Commercial Paper Transaction | Rule 17.1.2 |
| SEC Form 10.2 | Request for Exemption of Stock Option Plan | SRC Rule 10.2 |
| SEC Form 10.1 | Application for Confirmation of Exemption from Registration | SRC Rule 10.1 |
| SEC Form 19-1 | Tender Offer Report | SRC Rule 19 |
| SEC Form 20-IS | Information Statement | SRC Rule 20 |
| *** Letter Request | Request for Exemptive Relief under Section 72.1 of the Code | SRC Rule 72.2 |
| Petition for Voluntary Revocation | Revocation of Registration and Permit to Sell Securities to the Public | SRC Rule 13 |
| SEC FORM 17-LC | Notification of Inability to file SEC Form 17-A or 17-Q |
*** – No prescribed format