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Registration of Securities under the SRC (Certificate of Permit to Offer Securities for Sale)

2016

Sun Life Prosperity World Voyager Fund Inc.
CGFD 22 March 2016
Sun Life Prosperity Dollar Wellspring Fund Inc.
CGFD 22 March 2016

2015

First Metro Save and Learn Equity Fund Inc.
CGFD 15 June 2015
Pami Equity Index Fund, Inc.
CGFD 10 June 2015
Alviera Country Club, Inc.
CGFD 6 May 2015
Montemaria Asia Pilgrims, Inc.
CGFD 8 April 2015
Sun Life Prosperity Dollar Advantage Fund, Inc.
CGFD 18 March 2015

2013

One Wealthy Nation Fund, Inc.
CGFD 17 December 2013
First Metro Save & Learn Global Currency Fund, Inc.
CGFD 27 November 2013
First Metro Philippine Equity Exchange Traded Fund, Inc.
CGFD 27 November 2013
Astoria Vacation and Leisure Club, Inc.
CGFD 29 October 2013
Cityland Inc.
CGFD 25 October 2013
ATRKE Equity Opportunity Fund, Inc.
SEC CFD Order No. 162
CGFD 31 July 2013
AG Finance Incorporated
CGFD 29 July 2013
El Masfino Country Club, Inc.
CGFD 26 July 2013
Ayala Land, Inc.
CGFD 19 July 2013
ATRKE Equity Opportunity Fund, Inc.
SEC CFD Order No. 135
CGFD 5 July 2013
Globe Telecom, Inc.
CGFD 5 July 2013
ATRKE Equity Opportunity Fund, Inc.
SEC CFD Order No. 107
CGFD 31 May 2013
Del Monte Pacific Limited
CGFD 28 May 2013
Asia United Bank Corporation
CGFD 6 May 2013
Energy Development Corporation
CGFD 19 April 2013
Sun Life Prosperity Dynamic Fund, Inc.
CGFD 15 April 2013
Sun LIfe of Canada Prosperity Bond Fund, Inc.
CGFD 10 April 2013
Sun Life Prosperity Dollar Abundance Fund, Inc.
CGFD 10 April 2013
Sun Life Prosperity Dollar Advantage Fund, Inc.
CGFD 10 April 2013
Sun Life Prosperity GS Fund, Inc.
CGFD 10 April 2013
Cocolife Fixed Income Fund, Inc.
CGFD 22 March 2013
Pami Asia Balanced Fund, Inc.
CGFD 18 February 2013
Philippine Business Bank
CGFD 13 February 2013
GT Capital Holdings, Inc.
CGFD 13 February 2013

2010

NCM Mutual Fund of the Phils., Inc.
CGFD 13 July 2010
First Metro Save and Learn Money Market Fund, Inc.
CGFD 9 June 2010
Interport Resources Corporation
CGFD 19 May 2010
AIG Global Bond Fund Philippines, Inc.
CGFD 31 March 2010
First Metro Save & Learn Fixed Income Fund, Inc.
CGFD 3 March 2010
ALFM Money Market Fund, Inc.
CGFD 3 March 2010

2009

Megaworld Corporation
CGFD 2 December 2009
Grepalife Bond Fund Corporation
CGFD 28 September 2009
Ayala Land, Inc.
CGFD 25 September 2009
Century Peak Metals Holdings Corporation
CGFD 22 September 2009
Ripple E-Business International, Inc.
CGFD 18 September 2009
City & Land Developers, Inc.
CGFD 2 September 2009
Philam Strategic Growth Fund, Inc.
CGFD 12 August 2009
Bahay Pari Solidaritas Fund, Inc.
CGFD 30 July 2009
Robinsons Land Corporation
CGFD 30 June 2009
SM Investment Corporation
CGFD 8 June 2009
The Philodrill Corporation
CGFD 13 January 2009

2008

BDO Leasing and Finance, Inc.
CGFD 12 December 2008
Cityland Development Corporation
CGFD 8 December 2008
Villa Anna Paradise Resort & Farm, Inc.
CGFD 3 December 2008
ATR Kimeng Financial Corporation
CGFD 24 November 2008
Ayala Corporation
CGFD 11 November 2008
First Philippine Infrastructure, Inc
CGFD 7 November 2008
Cityland, Inc.
CGFD 3 November 2008
Basic Energy, Corp.
CGFD 23 October 2008
Music Semiconductors, Corp
CGFD 20 October 2008
DWS Deutsche Phil. Equity Fund, Inc.
CGFD 11 September 2008
DWS Deutsche Phil. Fixed Income Fund, Inc.
CGFD 11 September 2008
ALFM Growth Fund, Inc.
CGFD 21 August 2008
Ayala Land Inc.
CGFD 4 August 2008
Philam Fund Inc.
CGFD 1 August 2008
ATR-KIM ENG Equity Opportunity Fund, Inc.
CGFD 19 May 2008
Philippine Savings Bank
CGFD 8 February 2008

2007

Grepalife Dollar Bond Fund Corp.
CGFD 20 September 2007
Pico De Loro Beach and Country Club, Inc.
CGFD 24 August 2007
City and Land Developers Inc.
CGFD 24 August 2007
GMA Network Inc. and GMA Holdings, Inc.
CGFD 16 July 2007
Vista Land & Lifescapes, Inc.
CGFD 16 July 2007
Aboitiz Power Corp.
CGFD 4 July 2007
Optima Balance Fund Inc.
CGFD 28 June 2007
Phoenix Petroleum Phils, Inc.
CGFD 26 June 2007
Canyon Woods Grande International Vacation Club, Inc.
CGFD 6 June 2007
Alliance Global Group, Inc.
CGFD 6 June 2007

2006

CITISECONLINE.COM
CGFD 26 June 2006
Prudentialife Fixed Income Fund, Inc.
CGFD 12 April 2006
Philam Managed Income Fund, Inc.
CGFD 27 February 2006
ACS Development and Property Managers, Incorporated
CGFD 27 February 2006
Universal Robina Corporation
CGFD 7 February 2006
First Gen Corporation
CGFD 30 January 2006

Legend:

CGFD – Corporate Governance and Finance Department

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PRIVACY POLICY

1. What personal information do we collect from the applicant/representative of the applicant?

We collect the following personal information:

Full name
Mobile Phone Number
Email Address

2. How do we collect the personal information?

We collect, use and process the personal information provided through electronic or automated means to proceed in this registration system.

3. Why do we need to collect the personal information?

The collected personal information will be utilized in the processing of the above mentioned applications for registration.

4. How do we keep your personal information secure?

Only authorized SEC personnel are granted access to the personal information collected through the registration system. The collected personal information via the internet or other electronic methods are stored in a secured database. We use reasonable security safeguards to protect the information gathered from any loss, unauthorized access, use or disclosure.

5. What are the rights of the data subjects?

Under the Data Privacy Act of 2012, data subject refers to an individual whose personal information is collected and processed. We are duly bound to observe and respect your privacy rights, including your right to information, right to access, right to correct, right to remove, right to damages and right to data portability.