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MC 2010

MC No. 10 s.2010 – RE: Rules of Procedures on Appeals from Decision of Self Regulatory Organizations (SROs)

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Posted on 14 December 20105 March 2020 by sec_admin Continue reading

MC No. 9 s.2010 – RE: Scale of penalties for lending companies

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Posted on 12 November 20105 March 2020 by sec_admin Continue reading

MC No. 8. s.2010 – RE: Extension of the deadline to submit revised Anti-money Laundering Manual for SEC covered institutions pursuant to SEC Memorandum Circular No. 2, series of 2010

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Posted on 23 September 20105 March 2020 by sec_admin Continue reading

MC No. 7 s.2010 – RE: Briefing re: On-line Submission of the Corporate Governance Scorecard Registration Form

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Posted on 31 August 20105 March 2020 by sec_admin Continue reading

MC No. 6 s.2010 – RE: 2011 Schedule of Filing of Annual Financial Statements

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Posted on 26 August 20105 March 2020 by sec_admin Continue reading

MC No. 5 s.2010 – RE: Coverage of Financing Companies by the Revised Code of Corporate Governance

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Posted on 6 August 20105 March 2020 by sec_admin Continue reading

MC No. 4 s.2010 – RE: Guidelines on Property Valuation

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Posted on 27 July 20105 March 2020 by sec_admin Continue reading

MC No. 3 s.2010 – RE: Guidelines on the Issuance of Certificates of Eligibility under the Special Purpose Vehicle Act and Status Report of Registered Special Purpose Vehicle Corporation

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Posted on 10 June 20105 March 2020 by sec_admin Continue reading

MC No. 2 s.2010 – RE: Revised Guidelines in the preparation Anti-Money Laundering Operating Manual for SEC Covered Institutions Guidelines

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Posted on 20 May 20105 March 2020 by sec_admin Continue reading

MC No. 1 s.2010 – RE: Adoption of the Broker-Dealer Chart of Accounts Chart Accounts for Broker Dealer in Securities Chart of Accounts for Broker Dealer in Securities Summary of Chart of Accounts

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Posted on 18 March 20105 March 2020 by sec_admin Continue reading
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PRIVACY POLICY

1. What personal information do we collect from the applicant/representative of the applicant?

We collect the following personal information:

Full name
Mobile Phone Number
Email Address

2. How do we collect the personal information?

We collect, use and process the personal information provided through electronic or automated means to proceed in this registration system.

3. Why do we need to collect the personal information?

The collected personal information will be utilized in the processing of the above mentioned applications for registration.

4. How do we keep your personal information secure?

Only authorized SEC personnel are granted access to the personal information collected through the registration system. The collected personal information via the internet or other electronic methods are stored in a secured database. We use reasonable security safeguards to protect the information gathered from any loss, unauthorized access, use or disclosure.

5. What are the rights of the data subjects?

Under the Data Privacy Act of 2012, data subject refers to an individual whose personal information is collected and processed. We are duly bound to observe and respect your privacy rights, including your right to information, right to access, right to correct, right to remove, right to damages and right to data portability.